Complaints and Mediation
Services.
ANA members must adhere
to the ANA Code of Ethics. Any member who is determined, after
having had an opportunity to respond to a complaint, to have violated
the ANA Code of Ethics as contained in the Bylaws, is subject
to disciplinary action by the ANA.
Informal Stage of
Mediation: Upon receipt of a written Complaint, the Mediation Department
will advise the person about whom the complaint has been made and attempt
to facilitate a resolution between the Complainant and the member
Respondent to arrive at a mutually acceptable solution. No formal
response is required at this stage of the mediation process. Most
complaints are resolved in this manner.
Formal Mediation Proceedings:
If the informal efforts fail to resolve the complaint, the complaint will be reviewed by the Executive Director and the General Counsel to determine
whether the complaint meets the minimum criteria necessary to be considered by the Mediation Committee. For all such Complaints that meet the
necessary criteria to proceed to the formal mediation process, the following Association guidelines will apply. The Respondent will be notified of
the complaint and a written response will be required within 30 days of notification of complaint. The Complainant will be notified of the Respondents
reply and may respond, if desired, to the Association within 15 days of notification. The formal complaint and both parties documentation will be
referred to the Mediation Committee. If disciplinary action is taken against an ANA member, the name, city and state of the member in question, along
with the grounds for disciplinary action,
are published in The Numismatist.
Mediation Fees
- ANA Members
For current Association
members who were members at the time of the actions complained of, the
“Member Fees” rate shall be paid to the Association. For non-ANA
members, or for matters where the Complainant was not an ANA member
at the time of the actions complained of, the “Non-Member Fees”
rate shall be paid to the Association.
Numismatic transactions
valued at:
$0 - $1,000.00
$1,000.01 - $2,500.00
$2,500.01 or greater
Member Fees
$75.00
$125.00
$125.00 + 5%
of the value of
the transaction
over $2,500.
Non- Member Fees
$150.00
$250.00
$250.00 + 10%
of the value of
the transaction
over $2,500.
For matters not involving
a numismatic transaction or where no monetary value is involved, the
minimum processing fee is $200.00 for ANA Members and $400.00 for Non-ANA
Members
It is the policy of the Association to defer offering mediation services to individual members regarding payment
disputes until 90 days and all other efforts to resolve are extinguished.
The Association will not intercede with disputes
involving
grading companies.
Click here for
Mediation Form